The performance information shown represents past performance and is not a guarantee of future results. The investment return and principal value of your investment will fluctuate so that your shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance information shown.
Seligman Frontier Fund
( merged with RiverSource Partners Small Cap Growth Fund )
On March 26, 2010, RiverSource Partners Small Cap Growth Fund was merged with Seligman Frontier Fund. Information about the merged fund can be found at http://www.seligman.com/fund/view/fund-4. Please update your bookmarks.
Prices as of July 29, 2010
Returns as of June 30, 2010
| Avg. Annual Return % (without Sales Charge) |
Avg. Annual Return % (with Sales Charge) |
|
|---|---|---|
| Class A | ||
| 1 year | 9.09 | 2.82 |
| 3 year | -11.90 | -13.63 |
| 5 year | -1.37 | -2.53 |
| 10 year | -2.97 | -3.55 |
|
Since inception on 12/10/1984 |
7.98 | 7.73 |
| Class B | ||
| 1 year | 8.39 | 3.39 |
| 3 year | -12.53 | -13.24 |
| 5 year | -2.10 | -2.37 |
| 10 year | -3.71 | -3.71 |
|
Since inception on 04/22/1996 |
-0.68 | -0.68 |
| Class C | ||
| 1 year | 8.35 | 7.35 |
| 3 year | -12.42 | -12.42 |
| 5 year | -2.01 | -2.01 |
| 10 year | -3.67 | -3.67 |
|
Since inception on 05/27/1999 |
-0.78 | -0.78 |
Returns as of June 30, 2010
| Avg. Annual Return % (without Sales Charge) |
Avg. Annual Return % (with Sales Charge) |
|
|---|---|---|
| Class A | ||
| 1 year | 9.09 | 2.82 |
| 3 year | -11.90 | -13.63 |
| 5 year | -1.37 | -2.53 |
| 10 year | -2.97 | -3.55 |
|
Since inception on 12/10/1984 |
7.98 | 7.73 |
| Class B | ||
| 1 year | 8.39 | 3.39 |
| 3 year | -12.53 | -13.24 |
| 5 year | -2.10 | -2.37 |
| 10 year | -3.71 | -3.71 |
|
Since inception on 04/22/1996 |
-0.68 | -0.68 |
| Class C | ||
| 1 year | 8.35 | 7.35 |
| 3 year | -12.42 | -12.42 |
| 5 year | -2.01 | -2.01 |
| 10 year | -3.67 | -3.67 |
|
Since inception on 05/27/1999 |
-0.78 | -0.78 |
Returns reflect any change in price per share, and assume the reinvestment of dividends and capital gain distributions, if any. Returns for Class A shares are calculated with and without the effect of the maximum initial sales charge of 5.75% for equity funds and 4.75% for fixed income funds, except for RiverSource Absolute Return Currency and Income Fund, RiverSource Floating Rate Fund, RiverSource Inflation Protected Securities Fund, RiverSource Intermediate Tax-Exempt Fund, RiverSource Limited Duration Bond Fund and RiverSource Short Duration U.S. Government Fund, which have a maximum initial sales charge of 3.00%. RiverSource Cash Management Fund, RiverSource Tax-Exempt Money Market Fund and Seligman Cash Management Fund have no initial sales charge. Returns for Class B shares are calculated with and without the effect of a contingent deferred sales charge (CDSC) applied as follows: first year 5%; second year 4%; third and fourth years 3% (except that for shares purchased in a RiverSource fund, RiverSource Partners fund or Threadneedle fund prior to or on June 12, 2009, the CDSC percentage for the third year is 4%); fifth year 2%; sixth year 1%; and 0% thereafter. Returns for Class C shares are calculated with and without the effect of a 1% CDSC charged only on redemptions made within one year after purchase.
Expense ratios effective through December 31, 2010
| Gross Expense Ratio (%) 1 | Net Expense Ratio (%) 2 | |
|---|---|---|
| Class A | 2.30 | 1.51 |
| Class B | 3.08 | 2.29 |
| Class C | 3.06 | 2.28 |
The holdings information shown is based on the effective date (trade date plus one). Holdings information is reported to the Securities and Exchange Commission ("SEC") quarterly and is based on the trade date. Because there is a one day difference, there could be variations in the holdings information shown and that filed with the SEC. Top 10 holdings are shown in descending order of value and exclude short-term holdings and cash. Fund holdings are as of the date given, are subject to change at any time, and are not recommendations to buy or sell any security.
| Security | % of Net Assets |
|
|---|---|---|
| 1. | ORION MARINE GROUP INC | 2.34 |
| 2. | OPLINK COMMUNICATIONS INC | 2.15 |
| 3. | OPNEXT INC | 1.97 |
| 4. | OPENTABLE INC | 1.65 |
| 5. | FORMFACTOR INC | 1.62 |
| 6. | MICROSEMI CORP | 1.62 |
| 7. | SELECT MEDICAL HOLDINGS CORP | 1.53 |
| 8. | PMC - SIERRA INC | 1.51 |
| 9. | ON SEMICONDUCTOR CORPORATION | 1.44 |
| 10. | COMMVAULT SYSTEMS INC | 1.43 |
The top 10 holdings represent 17.27 % of the Fund's net assets.
| Security | Shares/ Principal |
Market Value | % of Net Assets |
|
|---|---|---|---|---|
| 1. |
ORION MARINE GROUP INC
Cusip: 68628V308
|
206,104 | $2,926,676 | 2.34 % |
| 2. |
OPLINK COMMUNICATIONS INC
Cusip: 68375Q403
|
187,283 | $2,683,765 | 2.15 % |
| 3. |
OPNEXT INC
Cusip: 68375V105
|
1,491,469 | $2,460,923 | 1.97 % |
| 4. |
OPENTABLE INC
Cusip: 68372A104
|
49,763 | $2,063,671 | 1.65 % |
| 5. |
FORMFACTOR INC
Cusip: 346375108
|
188,014 | $2,030,551 | 1.62 % |
| 6. |
MICROSEMI CORP
Cusip: 595137100
|
138,764 | $2,030,117 | 1.62 % |
| 7. |
SELECT MEDICAL HOLDINGS CORP
Cusip: 81619Q105
|
282,068 | $1,912,421 | 1.53 % |
| 8. |
PMC - SIERRA INC
Cusip: 69344F106
|
251,006 | $1,887,565 | 1.51 % |
| 9. |
ON SEMICONDUCTOR CORPORATION
Cusip: 682189105
|
281,960 | $1,798,904 | 1.44 % |
| 10. |
COMMVAULT SYSTEMS INC
Cusip: 204166102
|
79,419 | $1,786,927 | 1.43 % |
| 11. |
GEN-PROBE INC
Cusip: 36866T103
|
38,837 | $1,763,976 | 1.41 % |
| 12. |
TELETECH HOLDINGS INC
Cusip: 879939106
|
136,450 | $1,758,840 | 1.41 % |
| 13. |
AUXILIUM PHARMACEUTICALS INC
Cusip: 05334D107
|
72,802 | $1,710,847 | 1.37 % |
| 14. |
RVS SHORT TERM CASH 0.000% 12/31/2010
Cusip: 76932H105
|
1,611,049.97 | $1,611,049 | 1.29 % |
| 15. |
SHUTTERFLY INC
Cusip: 82568P304
|
66,181 | $1,585,696 | 1.27 % |
| 16. |
AGA MEDICAL HOLDINGS INC
Cusip: 008368102
|
118,320 | $1,501,480 | 1.20 % |
| 17. |
BIOMARIN PHARMACEUTICAL INC
Cusip: 09061G101
|
78,530 | $1,488,928 | 1.19 % |
| 18. |
AEGEAN MARINE PETROLEUM NETW.
Cusip: Y0017S102
|
73,698 | $1,472,486 | 1.18 % |
| 19. |
LIMELIGHT NETWORKS INC
Cusip: 53261M104
|
331,400 | $1,454,846 | 1.16 % |
| 20. |
CRUDE CARRIERS CORP
Cusip: Y1820X106
|
87,466 | $1,444,063 | 1.16 % |
| 21. |
AMERICAN MEDICAL SYS HLDGS
Cusip: 02744M108
|
64,563 | $1,428,133 | 1.14 % |
| 22. |
ALEXION PHARMACEUTICALS INC
Cusip: 015351109
|
27,284 | $1,396,667 | 1.12 % |
| 23. |
BIGBAND NETWORKS INC
Cusip: 089750509
|
456,000 | $1,377,120 | 1.10 % |
| 24. |
SCIENTIFIC GAMES CORP-A
Cusip: 80874P109
|
146,648 | $1,349,161 | 1.08 % |
| 25. |
EMULEX CORP
Cusip: 292475209
|
146,788 | $1,347,513 | 1.08 % |
| 26. |
DEXCOM INC
Cusip: 252131107
|
113,616 | $1,313,400 | 1.05 % |
| 27. |
INFORMATICA CORP
Cusip: 45666Q102
|
54,513 | $1,301,770 | 1.04 % |
| 28. |
ATHEROS COMMUNICATIONS
Cusip: 04743P108
|
47,267 | $1,301,733 | 1.04 % |
| 29. |
ART TECHNOLOGY GROUP INC
Cusip: 04289L107
|
373,957 | $1,278,932 | 1.02 % |
| 30. |
TRACTOR SUPPLY COMPANY
Cusip: 892356106
|
20,753 | $1,265,310 | 1.01 % |
| 31. |
CLEAN HARBORS INC
Cusip: 184496107
|
18,856 | $1,252,226 | 1.00 % |
| 32. |
CLEAN ENERGY FUELS CORP
Cusip: 184499101
|
83,493 | $1,247,385 | 1.00 % |
| 33. |
COMMSCOPE INC
Cusip: 203372107
|
52,379 | $1,245,048 | 1.00 % |
| 34. |
FTI CONSULTING INC
Cusip: 302941109
|
27,961 | $1,218,819 | 0.98 % |
| 35. |
FIRST NIAGARA FINANCIAL GRP
Cusip: 33582V108
|
96,276 | $1,206,338 | 0.97 % |
| 36. |
BLUE COAT SYSTEMS INC
Cusip: 09534T508
|
58,602 | $1,197,238 | 0.96 % |
| 37. |
DIGITALGLOBE INC
Cusip: 25389M877
|
44,997 | $1,183,421 | 0.95 % |
| 38. |
CAPITALSOURCE INC
Cusip: 14055X102
|
246,704 | $1,174,311 | 0.94 % |
| 39. |
GRAFTECH INTERNATIONAL LTD
Cusip: 384313102
|
77,836 | $1,137,962 | 0.91 % |
| 40. |
SHUFFLE MASTER INC
Cusip: 825549108
|
140,793 | $1,127,751 | 0.90 % |
| 41. |
VARIAN SEMICONDUCTOR EQUIP
Cusip: 922207105
|
38,738 | $1,110,231 | 0.89 % |
| 42. |
ALLOS THERAPEUTICS INC
Cusip: 019777101
|
180,955 | $1,109,254 | 0.89 % |
| 43. |
INTEGRA LIFESCIENCES HOLDING
Cusip: 457985208
|
29,667 | $1,097,679 | 0.88 % |
| 44. |
ASPEN INSURANCE HOLDINGS LTD
Cusip: G05384105
|
44,333 | $1,096,798 | 0.88 % |
| 45. |
DRIL-QUIP INC
Cusip: 262037104
|
24,185 | $1,064,623 | 0.85 % |
| 46. |
SILICON LABORATORIES INC
Cusip: 826919102
|
25,932 | $1,051,801 | 0.84 % |
| 47. |
US AIRWAYS GROUP INC
Cusip: 90341W108
|
117,883 | $1,014,972 | 0.81 % |
| 48. |
PATTERSON-UTI ENERGY INC
Cusip: 703481101
|
77,978 | $1,003,576 | 0.80 % |
| 49. |
VERIGY LTD
Cusip: Y93691106
|
113,628 | $987,427 | 0.79 % |
| 50. |
RUE21 INC
Cusip: 781295100
|
32,225 | $977,706 | 0.78 % |
| 51. |
METABOLIX INC
Cusip: 591018809
|
68,280 | $977,086 | 0.78 % |
| 52. |
GOODRICH PETROLEUM CORP
Cusip: 382410405
|
81,187 | $974,244 | 0.78 % |
| 53. |
JAGUAR MINING INC
Cusip: 47009M103
|
106,886 | $943,803 | 0.76 % |
| 54. |
BUILD-A-BEAR WORKSHOP INC
Cusip: 120076104
|
138,253 | $937,355 | 0.75 % |
| 55. |
E*TRADE FINANCIAL CORP
Cusip: 269246401
|
78,609 | $929,158 | 0.74 % |
| 56. |
ALKERMES INC
Cusip: 01642T108
|
74,484 | $927,325 | 0.74 % |
| 57. |
DRYSHIPS INC
Cusip: Y2109Q101
|
257,508 | $919,303 | 0.74 % |
| 58. |
MYR GROUP INC/DELAWARE
Cusip: 55405W104
|
54,542 | $910,305 | 0.73 % |
| 59. |
WELLCARE HEALTH PLANS INC
Cusip: 94946T106
|
38,176 | $906,298 | 0.73 % |
| 60. |
AMERIGON INC
Cusip: 03070L300
|
122,709 | $905,592 | 0.72 % |
| 61. |
AK STEEL HOLDING CORP
Cusip: 001547108
|
75,943 | $905,240 | 0.72 % |
| 62. |
COINSTAR INC
Cusip: 19259P300
|
20,604 | $885,353 | 0.71 % |
| 63. |
JDA SOFTWARE GROUP INC
Cusip: 46612K108
|
40,098 | $881,354 | 0.71 % |
| 64. |
COOPER TIRE & RUBBER
Cusip: 216831107
|
44,770 | $873,015 | 0.70 % |
| 65. |
SM ENERGY CO
Cusip: 78454L100
|
21,730 | $872,676 | 0.70 % |
| 66. |
MEDIDATA SOLUTIONS INC
Cusip: 58471A105
|
54,887 | $850,199 | 0.68 % |
| 67. |
GENTEX CORP
Cusip: 371901109
|
47,217 | $848,961 | 0.68 % |
| 68. |
BALLY TECHNOLOGIES INC
Cusip: 05874B107
|
25,763 | $834,463 | 0.67 % |
| 69. |
LAWSON SOFTWARE INC
Cusip: 52078P102
|
113,160 | $826,068 | 0.66 % |
| 70. |
INTREPID POTASH INC
Cusip: 46121Y102
|
41,346 | $809,141 | 0.65 % |
| 71. |
HHGREGG INC
Cusip: 42833L108
|
34,128 | $795,864 | 0.64 % |
| 72. |
MASIMO CORPORATION
Cusip: 574795100
|
31,190 | $742,633 | 0.59 % |
| 73. |
GLEACHER & CO INC
Cusip: 377341102
|
279,800 | $713,490 | 0.57 % |
| 74. |
DJSP ENTERPRISES INC
Cusip: G7982P104
|
126,191 | $712,979 | 0.57 % |
| 75. |
AEROVIRONMENT INC
Cusip: 008073108
|
32,608 | $708,571 | 0.57 % |
| 76. |
HANSEN NATURAL CORPORATION
Cusip: 411310105
|
17,972 | $702,884 | 0.56 % |
| 77. |
TESLA MOTORS INC
Cusip: 88160R101
|
29,253 | $697,098 | 0.56 % |
| 78. |
QUIDEL CORP
Cusip: 74838J101
|
54,817 | $695,627 | 0.56 % |
| 79. |
KNIGHT TRANSPORTATION INC
Cusip: 499064103
|
34,289 | $694,009 | 0.56 % |
| 80. |
ANDERSONS INC/THE
Cusip: 034164103
|
21,291 | $693,873 | 0.56 % |
| 81. |
WESTERN REFINING INC
Cusip: 959319104
|
137,588 | $692,067 | 0.55 % |
| 82. |
SYKES ENTERPRISES INC
Cusip: 871237103
|
48,233 | $686,355 | 0.55 % |
| 83. |
DUFF & PHELPS CORP-CLASS A
Cusip: 26433B107
|
54,045 | $682,588 | 0.55 % |
| 84. |
BADGER METER INC
Cusip: 056525108
|
17,488 | $676,610 | 0.54 % |
| 85. |
FORWARD AIR CORPORATION
Cusip: 349853101
|
24,826 | $676,508 | 0.54 % |
| 86. |
ALTISOURCE PORTFOLIO SOL
Cusip: L0175J104
|
27,337 | $676,317 | 0.54 % |
| 87. |
ASHFORD HOSPITALITY TRUST
Cusip: 044103109
|
91,899 | $673,619 | 0.54 % |
| 88. |
TECHNE CORP
Cusip: 878377100
|
11,293 | $648,782 | 0.52 % |
| 89. |
MEDNAX INC
Cusip: 58502B106
|
11,550 | $642,295 | 0.51 % |
| 90. |
WRIGHT MEDICAL GROUP INC
Cusip: 98235T107
|
38,532 | $640,016 | 0.51 % |
| 91. |
INFINERA CORP
Cusip: 45667G103
|
98,835 | $635,509 | 0.51 % |
| 92. |
BRIGHTPOINT INC
Cusip: 109473405
|
90,610 | $634,270 | 0.51 % |
| 93. |
MELLANOX TECHNOLOGIES LTD
Cusip: M51363113
|
28,700 | $628,530 | 0.50 % |
| 94. |
STEEL DYNAMICS INC
Cusip: 858119100
|
46,500 | $613,335 | 0.49 % |
| 95. |
GENCO SHIPPING & TRADING LTD
Cusip: Y2685T107
|
40,264 | $603,557 | 0.48 % |
| 96. |
MAIDENFORM BRANDS INC
Cusip: 560305104
|
29,582 | $602,289 | 0.48 % |
| 97. |
RESOURCES CONNECTION INC
Cusip: 76122Q105
|
43,267 | $588,431 | 0.47 % |
| 98. |
NETGEAR INC
Cusip: 64111Q104
|
32,857 | $586,168 | 0.47 % |
| 99. |
ENTEGRIS INC
Cusip: 29362U104
|
147,311 | $584,824 | 0.47 % |
| 100. |
J CREW GROUP INC
Cusip: 46612H402
|
15,647 | $575,966 | 0.46 % |
| 101. |
FORTRESS INVESTMENT GRP-CL A
Cusip: 34958B106
|
198,829 | $570,639 | 0.46 % |
| 102. |
ARTIO GLOBAL INVESTORS INC
Cusip: 04315B107
|
34,635 | $545,154 | 0.44 % |
| 103. |
BRIGHAM EXPLORATION CO
Cusip: 109178103
|
35,320 | $543,221 | 0.43 % |
| 104. |
APPROACH RESOURCES INC
Cusip: 03834A103
|
78,317 | $538,820 | 0.43 % |
| 105. |
BEBE STORES INC
Cusip: 075571109
|
81,605 | $522,272 | 0.42 % |
| 106. |
RBC BEARINGS INC
Cusip: 75524B104
|
17,562 | $509,122 | 0.41 % |
| 107. |
HORSEHEAD HOLDING CORP
Cusip: 440694305
|
67,035 | $506,784 | 0.41 % |
| 108. |
FIVE STAR QUALITY CARE
Cusip: 33832D106
|
153,829 | $464,563 | 0.37 % |
| 109. |
AMERICAN EAGLE OUTFITTERS
Cusip: 02553E106
|
39,367 | $462,562 | 0.37 % |
| 110. |
SONIC CORP
Cusip: 835451105
|
58,817 | $455,831 | 0.36 % |
| 111. |
DUCOMMUN INC
Cusip: 264147109
|
25,125 | $429,637 | 0.34 % |
| 112. |
KAYDON CORP
Cusip: 486587108
|
12,955 | $425,701 | 0.34 % |
| 113. |
WHITING PETROLEUM CORP
Cusip: 966387102
|
5,260 | $412,489 | 0.33 % |
| 114. |
REDWOOD TRUST INC
Cusip: 758075402
|
28,159 | $412,247 | 0.33 % |
| 115. |
PACIFIC SUNWEAR OF CALIF
Cusip: 694873100
|
125,063 | $400,201 | 0.32 % |
| 116. |
ISIS PHARMACEUTICALS INC
Cusip: 464330109
|
41,738 | $399,432 | 0.32 % |
| 117. |
OCLARO INC
Cusip: 67555N206
|
35,253 | $390,955 | 0.31 % |
| 118. |
JAMBA INC
Cusip: 47023A101
|
181,947 | $387,547 | 0.31 % |
| 119. |
FELCOR LODGING TRUST INC
Cusip: 31430F101
|
76,026 | $379,369 | 0.30 % |
| 120. |
SAFEGUARD SCIENTIFICS INC
Cusip: 786449207
|
35,425 | $374,088 | 0.30 % |
| 121. |
ZOLTEK COMPANIES INC
Cusip: 98975W104
|
41,820 | $354,215 | 0.28 % |
| 122. |
MELCO CROWN ENTERTAINME-ADR
Cusip: 585464100
|
92,776 | $346,982 | 0.28 % |
| 123. |
ACME PACKET INC
Cusip: 004764106
|
12,600 | $338,688 | 0.27 % |
| 124. |
XYRATEX LTD
Cusip: G98268108
|
23,901 | $338,199 | 0.27 % |
| 125. |
CAL-MAINE FOODS INC
Cusip: 128030202
|
10,561 | $337,212 | 0.27 % |
| 126. |
SCHWEITZER-MAUDUIT INTL INC
Cusip: 808541106
|
6,358 | $320,761 | 0.26 % |
| 127. |
HECKMANN CORP
Cusip: 422680108
|
67,752 | $314,369 | 0.25 % |
| 128. |
3SBIO INC-ADR
Cusip: 88575Y105
|
26,984 | $313,823 | 0.25 % |
| 129. |
LULULEMON ATHLETICA INC
Cusip: 550021109
|
7,749 | $288,417 | 0.23 % |
| 130. |
LKQ CORP
Cusip: 501889208
|
14,735 | $284,090 | 0.23 % |
| 131. |
KILROY REALTY CORP - REIT
Cusip: 49427F108
|
8,402 | $249,791 | 0.20 % |
| 132. |
ORBCOMM INC
Cusip: 68555P100
|
136,200 | $247,884 | 0.20 % |
| 133. |
LEAPFROG ENTERPRISES INC
Cusip: 52186N106
|
59,700 | $239,994 | 0.19 % |
| 134. |
MUELLER WATER PRODUCTS INC-A
Cusip: 624758108
|
61,488 | $228,120 | 0.18 % |
| 135. |
QUIKSILVER INC
Cusip: 74838C106
|
55,656 | $205,927 | 0.16 % |
| 136. |
SUNPOWER CORP-CLASS A
Cusip: 867652109
|
16,700 | $202,070 | 0.16 % |
| 137. |
CANADIAN SOLAR INC
Cusip: 136635109
|
20,300 | $198,534 | 0.16 % |
| 138. |
EVERGREEN SOLAR INC
Cusip: 30033R108
|
271,500 | $185,163 | 0.15 % |
| 139. |
CALLIDUS SOFTWARE INC
Cusip: 13123E500
|
48,052 | $159,052 | 0.13 % |
| 140. |
YINGLI GREEN ENERGY HOLD-ADR
Cusip: 98584B103
|
14,231 | $144,871 | 0.12 % |
| 141. |
ENERGY CONVERSION DEVICES
Cusip: 292659109
|
26,000 | $106,600 | 0.09 % |
| 142. |
LANTRONIX INC - WTS 0.000% 02/09/2011
Cusip: 516548906
|
2,188 | $0 | 0.00 % |
|
Other Assets less Liabilities
Cusip:
|
$-601,541 | -0.48 % | ||
| Net Assets | $124,993,959 | 100.00 % | ||
| Security | Shares/ Principal |
Market Value | % of Net Assets |
|
|---|---|---|---|---|
| 1. |
RVS SHORT TERM CASH 0.000% 12/31/2010
Cusip: 76932H105
|
10,498,428.44 | $10,498,428 | 7.63 % |
| 2. |
ORION MARINE GROUP INC
Cusip: 68628V308
|
206,104 | $3,132,780 | 2.28 % |
| 3. |
OPLINK COMMUNICATIONS INC
Cusip: 68375Q403
|
187,283 | $2,681,892 | 1.95 % |
| 4. |
COINSTAR INC
Cusip: 19259P300
|
43,662 | $2,342,902 | 1.70 % |
| 5. |
MICROSEMI CORP
Cusip: 595137100
|
138,764 | $2,148,066 | 1.56 % |
| 6. |
OPNEXT INC
Cusip: 68375V105
|
1,036,228 | $2,072,456 | 1.51 % |
| 7. |
ON SEMICONDUCTOR CORPORATION
Cusip: 682189105
|
281,960 | $2,061,127 | 1.50 % |
| 8. |
OPENTABLE INC
Cusip: 68372A104
|
49,763 | $2,056,704 | 1.50 % |
| 9. |
PMC - SIERRA INC
Cusip: 69344F106
|
251,006 | $2,033,148 | 1.48 % |
| 10. |
COMMVAULT SYSTEMS INC
Cusip: 204166102
|
79,419 | $1,790,104 | 1.30 % |
| 11. |
TELETECH HOLDINGS INC
Cusip: 879939106
|
136,450 | $1,764,298 | 1.28 % |
| 12. |
FORMFACTOR INC
Cusip: 346375108
|
133,766 | $1,721,568 | 1.25 % |
| 13. |
GEN-PROBE INC
Cusip: 36866T103
|
38,837 | $1,707,274 | 1.24 % |
| 14. |
AEGEAN MARINE PETROLEUM NETW.
Cusip: Y0017S102
|
73,698 | $1,698,001 | 1.23 % |
| 15. |
ATHEROS COMMUNICATIONS
Cusip: 04743P108
|
47,267 | $1,607,078 | 1.17 % |
| 16. |
AMERICAN MEDICAL SYS HLDGS
Cusip: 02744M108
|
70,671 | $1,594,337 | 1.16 % |
| 17. |
WRIGHT MEDICAL GROUP INC
Cusip: 98235T107
|
95,804 | $1,574,059 | 1.14 % |
| 18. |
EMULEX CORP
Cusip: 292475209
|
146,788 | $1,538,338 | 1.12 % |
| 19. |
BIOMARIN PHARMACEUTICAL INC
Cusip: 09061G101
|
78,530 | $1,532,905 | 1.11 % |
| 20. |
SELECT MEDICAL HOLDINGS CORP
Cusip: 81619Q105
|
187,641 | $1,519,892 | 1.11 % |
| 21. |
COMMSCOPE INC
Cusip: 203372107
|
52,379 | $1,477,087 | 1.07 % |
| 22. |
ALLOS THERAPEUTICS INC
Cusip: 019777101
|
203,856 | $1,459,608 | 1.06 % |
| 23. |
SHUTTERFLY INC
Cusip: 82568P304
|
60,915 | $1,407,136 | 1.02 % |
| 24. |
INFORMATICA CORP
Cusip: 45666Q102
|
54,513 | $1,406,435 | 1.02 % |
| 25. |
ART TECHNOLOGY GROUP INC
Cusip: 04289L107
|
373,957 | $1,398,599 | 1.02 % |
| 26. |
ALEXION PHARMACEUTICALS INC
Cusip: 015351109
|
27,284 | $1,365,018 | 0.99 % |
| 27. |
SCIENTIFIC GAMES CORP-A
Cusip: 80874P109
|
133,233 | $1,361,641 | 0.99 % |
| 28. |
AMAG PHARMACEUTICALS INC
Cusip: 00163U106
|
41,851 | $1,332,535 | 0.97 % |
| 29. |
BIGBAND NETWORKS INC
Cusip: 089750509
|
456,000 | $1,299,600 | 0.94 % |
| 30. |
GRAFTECH INTERNATIONAL LTD
Cusip: 384313102
|
77,836 | $1,292,855 | 0.94 % |
| 31. |
FIRST NIAGARA FINANCIAL GRP
Cusip: 33582V108
|
96,276 | $1,271,805 | 0.92 % |
| 32. |
DIGITALGLOBE INC
Cusip: 25389M877
|
44,997 | $1,258,566 | 0.92 % |
| 33. |
BLUE COAT SYSTEMS INC
Cusip: 09534T508
|
58,602 | $1,258,184 | 0.91 % |
| 34. |
VARIAN SEMICONDUCTOR EQUIP
Cusip: 922207105
|
38,738 | $1,204,364 | 0.88 % |
| 35. |
FTI CONSULTING INC
Cusip: 302941109
|
27,961 | $1,195,612 | 0.87 % |
| 36. |
CLEAN HARBORS INC
Cusip: 184496107
|
18,856 | $1,195,281 | 0.87 % |
| 37. |
AMERIGON INC
Cusip: 03070L300
|
135,100 | $1,191,582 | 0.87 % |
| 38. |
LIMELIGHT NETWORKS INC
Cusip: 53261M104
|
272,742 | $1,183,700 | 0.86 % |
| 39. |
SILICON LABORATORIES INC
Cusip: 826919102
|
25,932 | $1,178,090 | 0.86 % |
| 40. |
DRIL-QUIP INC
Cusip: 262037104
|
24,185 | $1,178,051 | 0.86 % |
| 41. |
BUILD-A-BEAR WORKSHOP INC
Cusip: 120076104
|
138,253 | $1,169,620 | 0.85 % |
| 42. |
INTEGRA LIFESCIENCES HOLDING
Cusip: 457985208
|
29,667 | $1,168,879 | 0.85 % |
| 43. |
E*TRADE FINANCIAL CORP
Cusip: 269246104
|
786,093 | $1,163,417 | 0.85 % |
| 44. |
VERIGY LTD
Cusip: Y93691106
|
113,628 | $1,154,460 | 0.84 % |
| 45. |
AK STEEL HOLDING CORP
Cusip: 001547108
|
75,943 | $1,136,107 | 0.83 % |
| 46. |
CAPITALSOURCE INC
Cusip: 14055X102
|
246,704 | $1,120,036 | 0.81 % |
| 47. |
ASPEN INSURANCE HOLDINGS LTD
Cusip: G05384105
|
44,333 | $1,119,851 | 0.81 % |
| 48. |
GLEACHER & CO INC
Cusip: 377341102
|
279,800 | $1,102,412 | 0.80 % |
| 49. |
BALLY TECHNOLOGIES INC
Cusip: 05874B107
|
25,763 | $1,094,927 | 0.80 % |
| 50. |
CRUDE CARRIERS CORP
Cusip: Y1820X106
|
66,933 | $1,094,354 | 0.80 % |
| 51. |
PATTERSON-UTI ENERGY INC
Cusip: 703481101
|
77,978 | $1,094,031 | 0.80 % |
| 52. |
JDA SOFTWARE GROUP INC
Cusip: 46612K108
|
40,098 | $1,071,418 | 0.78 % |
| 53. |
DRYSHIPS INC
Cusip: Y2109Q101
|
219,508 | $1,055,833 | 0.77 % |
| 54. |
WELLCARE HEALTH PLANS INC
Cusip: 94946T106
|
38,176 | $1,040,677 | 0.76 % |
| 55. |
SHUFFLE MASTER INC
Cusip: 825549108
|
124,407 | $1,032,578 | 0.75 % |
| 56. |
HHGREGG INC
Cusip: 42833L108
|
34,128 | $1,024,181 | 0.74 % |
| 57. |
INTREPID POTASH INC
Cusip: 46121Y102
|
41,346 | $1,019,592 | 0.74 % |
| 58. |
GOODRICH PETROLEUM CORP
Cusip: 382410405
|
81,187 | $993,728 | 0.72 % |
| 59. |
METABOLIX INC
Cusip: 591018809
|
68,280 | $990,060 | 0.72 % |
| 60. |
TENNECO INC
Cusip: 880349105
|
44,655 | $989,554 | 0.72 % |
| 61. |
MEDNAX INC
Cusip: 58502B106
|
17,319 | $979,389 | 0.71 % |
| 62. |
JAGUAR MINING INC
Cusip: 47009M103
|
106,886 | $965,180 | 0.70 % |
| 63. |
ST MARY LAND & EXPLORATION
Cusip: 792228108
|
21,730 | $939,605 | 0.68 % |
| 64. |
LAWSON SOFTWARE INC
Cusip: 52078P102
|
113,160 | $933,004 | 0.68 % |
| 65. |
GENTEX CORP
Cusip: 371901109
|
47,217 | $929,230 | 0.68 % |
| 66. |
MYR GROUP INC/DELAWARE
Cusip: 55405W104
|
54,542 | $899,397 | 0.65 % |
| 67. |
FIVE STAR QUALITY CARE
Cusip: 33832D106
|
244,874 | $869,302 | 0.63 % |
| 68. |
COOPER TIRE & RUBBER
Cusip: 216831107
|
44,770 | $846,600 | 0.62 % |
| 69. |
ALKERMES INC
Cusip: 01642T108
|
74,484 | $845,765 | 0.61 % |
| 70. |
GENOPTIX INC
Cusip: 37243V100
|
31,463 | $838,803 | 0.61 % |
| 71. |
SYKES ENTERPRISES INC
Cusip: 871237103
|
48,233 | $832,501 | 0.61 % |
| 72. |
RUE21 INC
Cusip: 781295100
|
24,344 | $826,478 | 0.60 % |
| 73. |
FORTRESS INVESTMENT GRP-CL A
Cusip: 34958B106
|
198,829 | $817,187 | 0.59 % |
| 74. |
AEROVIRONMENT INC
Cusip: 008073108
|
32,608 | $816,504 | 0.59 % |
| 75. |
DJSP ENTERPRISES INC
Cusip: G7982P104
|
126,191 | $805,098 | 0.59 % |
| 76. |
ENTEGRIS INC
Cusip: 29362U104
|
147,311 | $795,479 | 0.58 % |
| 77. |
GENCO SHIPPING & TRADING LTD
Cusip: Y2685T107
|
40,264 | $766,223 | 0.56 % |
| 78. |
BEBE STORES INC
Cusip: 075571109
|
107,392 | $735,635 | 0.53 % |
| 79. |
ALTISOURCE PORTFOLIO SOL
Cusip: L0175J104
|
27,337 | $732,904 | 0.53 % |
| 80. |
ASHFORD HOSPITALITY TRUST
Cusip: 044103109
|
91,899 | $730,597 | 0.53 % |
| 81. |
DUFF & PHELPS CORP-CL A
Cusip: 26433B107
|
54,045 | $729,067 | 0.53 % |
| 82. |
WESTERN REFINING INC
Cusip: 959319104
|
137,588 | $723,712 | 0.53 % |
| 83. |
DEXCOM INC
Cusip: 252131107
|
68,269 | $718,872 | 0.52 % |
| 84. |
CYPRESS BIOSCIENCE INC
Cusip: 232674507
|
174,226 | $717,811 | 0.52 % |
| 85. |
TRACTOR SUPPLY COMPANY
Cusip: 892356106
|
10,520 | $712,835 | 0.52 % |
| 86. |
HANSEN NATURAL CORPORATION
Cusip: 411310105
|
17,972 | $701,806 | 0.51 % |
| 87. |
HORSEHEAD HOLDING CORP
Cusip: 440694305
|
67,035 | $699,175 | 0.51 % |
| 88. |
RESOURCES CONNECTION INC
Cusip: 76122Q105
|
43,267 | $698,329 | 0.51 % |
| 89. |
ANDERSONS INC/THE
Cusip: 034164103
|
21,291 | $696,854 | 0.51 % |
| 90. |
INFINERA CORP
Cusip: 45667G103
|
98,835 | $695,798 | 0.51 % |
| 91. |
BADGER METER INC
Cusip: 056525108
|
17,488 | $692,000 | 0.50 % |
| 92. |
MASIMO CORPORATION
Cusip: 574795100
|
31,190 | $690,546 | 0.50 % |
| 93. |
MAIDENFORM BRANDS INC
Cusip: 560305104
|
29,582 | $684,527 | 0.50 % |
| 94. |
TECHNE CORP
Cusip: 878377100
|
11,293 | $683,791 | 0.50 % |
| 95. |
KNIGHT TRANSPORTATION INC
Cusip: 499064103
|
34,289 | $681,665 | 0.50 % |
| 96. |
FORWARD AIR CORPORATION
Cusip: 349853101
|
24,826 | $679,487 | 0.49 % |
| 97. |
BRIGHTPOINT INC
Cusip: 109473405
|
90,610 | $673,232 | 0.49 % |
| 98. |
MEDIDATA SOLUTIONS INC
Cusip: 58471A105
|
46,614 | $654,926 | 0.48 % |
| 99. |
ARTIO GLOBAL INVESTORS INC
Cusip: 04315B107
|
34,635 | $640,401 | 0.47 % |
| 100. |
ONYX PHARMACEUTICALS INC
Cusip: 683399109
|
28,304 | $630,896 | 0.46 % |
| 101. |
AGA MEDICAL HOLDINGS INC
Cusip: 008368102
|
44,198 | $621,423 | 0.45 % |
| 102. |
AUXILIUM PHARMACEUTICALS INC
Cusip: 05334D107
|
21,563 | $620,583 | 0.45 % |
| 103. |
BRIGHAM EXPLORATION CO
Cusip: 109178103
|
35,320 | $606,797 | 0.44 % |
| 104. |
APPROACH RESOURCES INC
Cusip: 03834A103
|
78,317 | $561,532 | 0.41 % |
| 105. |
AMERICAN EAGLE OUTFITTERS
Cusip: 02553E106
|
39,367 | $515,707 | 0.37 % |
| 106. |
FELCOR LODGING TRUST INC
Cusip: 31430F101
|
76,026 | $513,935 | 0.37 % |
| 107. |
DUCOMMUN INC
Cusip: 264147109
|
25,125 | $496,721 | 0.36 % |
| 108. |
RBC BEARINGS INC
Cusip: 75524B104
|
17,562 | $491,736 | 0.36 % |
| 109. |
KAYDON CORP
Cusip: 486587108
|
12,955 | $486,330 | 0.35 % |
| 110. |
OCLARO INC
Cusip: 67555N206
|
35,253 | $476,268 | 0.35 % |
| 111. |
PINNACLE ENTERTAINMENT INC
Cusip: 723456109
|
37,984 | $459,606 | 0.33 % |
| 112. |
WHITING PETROLEUM CORP
Cusip: 966387102
|
5,260 | $440,314 | 0.32 % |
| 113. |
REDWOOD TRUST INC
Cusip: 758075402
|
28,159 | $427,735 | 0.31 % |
| 114. |
J CREW GROUP INC
Cusip: 46612H402
|
9,300 | $424,452 | 0.31 % |
| 115. |
ZOLTEK COMPANIES INC
Cusip: 98975W104
|
41,820 | $400,217 | 0.29 % |
| 116. |
MELCO CROWN ENTERTAINME-ADR
Cusip: 585464100
|
92,776 | $398,009 | 0.29 % |
| 117. |
XYRATEX LTD
Cusip: G98268108
|
23,901 | $387,913 | 0.28 % |
| 118. |
PACIFIC SUNWEAR OF CALIF
Cusip: 694873100
|
89,200 | $363,044 | 0.26 % |
| 119. |
HECKMANN CORP
Cusip: 422680108
|
67,752 | $361,795 | 0.26 % |
| 120. |
US AIRWAYS GROUP INC
Cusip: 90341W108
|
40,883 | $360,996 | 0.26 % |
| 121. |
CAL-MAINE FOODS INC
Cusip: 128030202
|
10,561 | $341,859 | 0.25 % |
| 122. |
3SBIO INC-ADR
Cusip: 88575Y105
|
26,984 | $334,871 | 0.24 % |
| 123. |
ORBCOMM INC
Cusip: 68555P100
|
136,200 | $276,486 | 0.20 % |
| 124. |
KILROY REALTY CORP - REIT
Cusip: 49427F108
|
8,402 | $276,425 | 0.20 % |
| 125. |
CLEAN ENERGY FUELS CORP
Cusip: 184499101
|
18,333 | $273,528 | 0.20 % |
| 126. |
LKQ CORP
Cusip: 501889208
|
14,735 | $271,418 | 0.20 % |
| 127. |
MUELLER WATER PRODUCTS INC-A
Cusip: 624758108
|
61,488 | $266,243 | 0.19 % |
| 128. |
LULULEMON ATHLETICA INC
Cusip: 550021109
|
3,827 | $156,371 | 0.11 % |
| 129. |
CALLIDUS SOFTWARE INC
Cusip: 13123E500
|
48,052 | $154,246 | 0.11 % |
| 130. |
YINGLI GREEN ENERGY HOLD-ADR
Cusip: 98584B103
|
14,231 | $130,355 | 0.09 % |
| 131. |
LANTRONIX INC - WTS 0.000% 02/09/2011
Cusip: 516548906
|
2,188 | $0 | 0.00 % |
|
Other Assets less Liabilities
Cusip:
|
$293,324 | 0.21 % | ||
| Net Assets | $137,527,733 | 100.00 % | ||
| Security | Shares/ Principal |
Market Value | % of Net Assets |
|
|---|---|---|---|---|
| 1. |
RVS SHORT TERM CASH 0.000% 12/31/2010
Cusip: 76932H105
|
8,397,343.86 | $8,397,343 | 5.58 % |
| 2. |
ISHARES RUSSELL 2000 GROWTH ETF
Cusip: 464287648
|
103,451 | $7,900,552 | 5.25 % |
| 3. |
ORION MARINE GROUP INC
Cusip: 68628V308
|
206,104 | $3,907,731 | 2.60 % |
| 4. |
COINSTAR INC
Cusip: 19259P300
|
56,411 | $2,502,391 | 1.66 % |
| 5. |
MICROSEMI CORP
Cusip: 595137100
|
138,764 | $2,297,931 | 1.53 % |
| 6. |
TELETECH HOLDINGS INC
Cusip: 879939106
|
136,450 | $2,258,247 | 1.50 % |
| 7. |
ON SEMICONDUCTOR CORPORATION
Cusip: 682189105
|
281,960 | $2,238,762 | 1.49 % |
| 8. |
PINNACLE ENTERTAINMENT INC
Cusip: 723456109
|
155,267 | $2,100,762 | 1.40 % |
| 9. |
BE AEROSPACE INC
Cusip: 073302101
|
65,326 | $1,940,835 | 1.29 % |
| 10. |
AEGEAN MARINE PETROLEUM NETW.
Cusip: Y0017S102
|
73,698 | $1,933,835 | 1.29 % |
| 11. |
AFFILIATED MANAGERS GROUP
Cusip: 008252108
|
22,818 | $1,920,819 | 1.28 % |
| 12. |
BLUE COAT SYSTEMS INC
Cusip: 09534T508
|
58,602 | $1,906,323 | 1.27 % |
| 13. |
SUCCESSFACTORS INC
Cusip: 864596101
|
89,097 | $1,864,800 | 1.24 % |
| 14. |
HORSEHEAD HOLDING CORP
Cusip: 440694305
|
155,345 | $1,845,498 | 1.23 % |
| 15. |
SHUTTERFLY INC
Cusip: 82568P304
|
78,215 | $1,840,398 | 1.22 % |
| 16. |
ATHEROS COMMUNICATIONS
Cusip: 04743P108
|
47,267 | $1,835,850 | 1.22 % |
| 17. |
RADIANT SYSTEMS INC
Cusip: 75025N102
|
128,816 | $1,812,441 | 1.21 % |
| 18. |
WRIGHT MEDICAL GROUP INC
Cusip: 98235T107
|
95,804 | $1,799,199 | 1.20 % |
| 19. |
ROVI CORP
Cusip: 779376102
|
45,215 | $1,762,480 | 1.17 % |
| 20. |
EMULEX CORP
Cusip: 292475209
|
146,788 | $1,724,759 | 1.15 % |
| 21. |
VISTAPRINT NV
Cusip: N93540107
|
33,319 | $1,718,594 | 1.14 % |
| 22. |
CARBO CERAMICS INC
Cusip: 140781105
|
23,439 | $1,716,906 | 1.14 % |
| 23. |
COMMSCOPE INC
Cusip: 203372107
|
52,379 | $1,706,507 | 1.13 % |
| 24. |
IXIA
Cusip: 45071R109
|
165,729 | $1,698,722 | 1.13 % |
| 25. |
STANLEY INC
Cusip: 854532108
|
52,689 | $1,666,553 | 1.11 % |
| 26. |
CHEMED CORP
Cusip: 16359R103
|
30,010 | $1,650,850 | 1.10 % |
| 27. |
STIFEL FINANCIAL CORP
Cusip: 860630102
|
28,425 | $1,629,605 | 1.08 % |
| 28. |
ALLOS THERAPEUTICS INC
Cusip: 019777101
|
203,856 | $1,610,462 | 1.07 % |
| 29. |
ULTA SALON COSMETICS & FRAGR
Cusip: 90384S303
|
69,387 | $1,604,227 | 1.07 % |
| 30. |
ART TECHNOLOGY GROUP INC
Cusip: 04289L107
|
373,957 | $1,600,535 | 1.06 % |
| 31. |
WHITING PETROLEUM CORP
Cusip: 966387102
|
17,683 | $1,597,305 | 1.06 % |
| 32. |
NUANCE COMMUNICATIONS INC
Cusip: 67020Y100
|
83,718 | $1,529,527 | 1.02 % |
| 33. |
TESSERA TECHNOLOGIES INC
Cusip: 88164L100
|
71,817 | $1,456,448 | 0.97 % |
| 34. |
AMAG PHARMACEUTICALS INC
Cusip: 00163U106
|
41,851 | $1,429,211 | 0.95 % |
| 35. |
DRIL-QUIP INC
Cusip: 262037104
|
24,185 | $1,401,037 | 0.93 % |
| 36. |
CELERA CORP
Cusip: 15100E106
|
187,202 | $1,398,398 | 0.93 % |
| 37. |
RED ROBIN GOURMET BURGERS
Cusip: 75689M101
|
57,118 | $1,394,250 | 0.93 % |
| 38. |
AMEDISYS INC
Cusip: 023436108
|
24,100 | $1,387,678 | 0.92 % |
| 39. |
GOODRICH PETROLEUM CORP
Cusip: 382410405
|
81,187 | $1,374,495 | 0.91 % |
| 40. |
VERIGY LTD
Cusip: Y93691106
|
113,628 | $1,356,718 | 0.90 % |
| 41. |
INTEGRA LIFESCIENCES HOLDING
Cusip: 457985208
|
29,667 | $1,347,771 | 0.90 % |
| 42. |
FIRST NIAGARA FINANCIAL GRP
Cusip: 33582V108
|
96,276 | $1,338,236 | 0.89 % |
| 43. |
AMERIGON INC
Cusip: 03070L300
|
135,100 | $1,325,331 | 0.88 % |
| 44. |
GRAFTECH INTERNATIONAL LTD
Cusip: 384313102
|
77,836 | $1,312,314 | 0.87 % |
| 45. |
VARIAN SEMICONDUCTOR EQUIP
Cusip: 922207105
|
38,738 | $1,276,029 | 0.85 % |
| 46. |
MFA FINANCIAL INC
Cusip: 55272X102
|
179,114 | $1,273,500 | 0.85 % |
| 47. |
AMERICAN MEDICAL SYS HLDGS
Cusip: 02744M108
|
70,671 | $1,266,424 | 0.84 % |
| 48. |
SILICON LABORATORIES INC
Cusip: 826919102
|
25,932 | $1,253,812 | 0.83 % |
| 49. |
KINDRED HEALTHCARE INC
Cusip: 494580103
|
69,974 | $1,248,336 | 0.83 % |
| 50. |
STEVEN MADDEN LTD
Cusip: 556269108
|
21,092 | $1,222,492 | 0.81 % |
| 51. |
GENOPTIX INC
Cusip: 37243V100
|
31,463 | $1,217,303 | 0.81 % |
| 52. |
THOMAS WEISEL PARTNERS GROUP
Cusip: 884481102
|
153,877 | $1,207,934 | 0.80 % |
| 53. |
BROADPOINT GLEACHER SECURITIES GROUP
Cusip: 11134A103
|
279,800 | $1,197,544 | 0.80 % |
| 54. |
ASPEN INSURANCE HOLDINGS LTD
Cusip: G05384105
|
44,333 | $1,196,104 | 0.80 % |
| 55. |
CLEAN HARBORS INC
Cusip: 184496107
|
18,856 | $1,196,036 | 0.80 % |
| 56. |
DIGITALGLOBE INC
Cusip: 25389M877
|
44,997 | $1,195,120 | 0.79 % |
| 57. |
ROCK-TENN COMPANY -CL A
Cusip: 772739207
|
23,117 | $1,192,837 | 0.79 % |
| 58. |
PATTERSON-UTI ENERGY INC
Cusip: 703481101
|
77,978 | $1,192,283 | 0.79 % |
| 59. |
BALLY TECHNOLOGIES INC
Cusip: 05874B107
|
25,763 | $1,188,189 | 0.79 % |
| 60. |
ODYSSEY HEALTHCARE INC
Cusip: 67611V101
|
55,906 | $1,164,521 | 0.77 % |
| 61. |
INFORMATICA CORP
Cusip: 45666Q102
|
46,513 | $1,163,290 | 0.77 % |
| 62. |
JDA SOFTWARE GROUP INC
Cusip: 46612K108
|
40,098 | $1,158,832 | 0.77 % |
| 63. |
TENNECO INC
Cusip: 880349105
|
44,655 | $1,150,759 | 0.77 % |
| 64. |
FTI CONSULTING INC
Cusip: 302941109
|
27,961 | $1,150,035 | 0.76 % |
| 65. |
ADC TELECOMMUNICATIONS INC
Cusip: 000886309
|
141,900 | $1,136,619 | 0.76 % |
| 66. |
SYKES ENTERPRISES INC
Cusip: 871237103
|
48,233 | $1,096,336 | 0.73 % |
| 67. |
INTREPID POTASH INC
Cusip: 46121Y102
|
41,346 | $1,085,745 | 0.72 % |
| 68. |
HANGER ORTHOPEDIC GROUP INC
Cusip: 41043F208
|
57,700 | $1,075,528 | 0.72 % |
| 69. |
ARIBA INC
Cusip: 04033V203
|
75,034 | $1,070,735 | 0.71 % |
| 70. |
GENTEX CORP
Cusip: 371901109
|
47,217 | $1,014,693 | 0.67 % |
| 71. |
GENTIVA HEALTH SERVICES
Cusip: 37247A102
|
35,222 | $1,010,166 | 0.67 % |
| 72. |
ENDO PHARMACEUT HLDGS INC
Cusip: 29264F205
|
46,100 | $1,009,590 | 0.67 % |
| 73. |
EINSTEIN NOAH RESTAURANT GRO
Cusip: 28257U104
|
75,643 | $981,846 | 0.65 % |
| 74. |
MYR GROUP INC/DELAWARE
Cusip: 55405W104
|
54,542 | $977,938 | 0.65 % |
| 75. |
HHGREGG INC
Cusip: 42833L108
|
34,128 | $977,084 | 0.65 % |
| 76. |
AMSURG CORP
Cusip: 03232P405
|
46,437 | $962,174 | 0.64 % |
| 77. |
ASPEN TECHNOLOGY INC
Cusip: 045327103
|
81,723 | $961,879 | 0.64 % |
| 78. |
MEDNAX INC
Cusip: 58502B106
|
17,319 | $951,505 | 0.63 % |
| 79. |
DG FASTCHANNEL INC
Cusip: 23326R109
|
26,803 | $942,929 | 0.63 % |
| 80. |
SIGNATURE BANK
Cusip: 82669G104
|
22,788 | $920,179 | 0.61 % |
| 81. |
ENTEGRIS INC
Cusip: 29362U104
|
147,311 | $911,855 | 0.61 % |
| 82. |
VITACOST.COM INC
Cusip: 92847A200
|
104,427 | $909,559 | 0.60 % |
| 83. |
SKECHERS USA INC-CL A
Cusip: 830566105
|
23,265 | $892,212 | 0.59 % |
| 84. |
BEBE STORES INC
Cusip: 075571109
|
107,392 | $884,910 | 0.59 % |
| 85. |
LAWSON SOFTWARE INC
Cusip: 52078P102
|
113,160 | $878,121 | 0.58 % |
| 86. |
CYPRESS BIOSCIENCE INC
Cusip: 232674507
|
174,226 | $878,099 | 0.58 % |
| 87. |
ST MARY LAND & EXPLORATION
Cusip: 792228108
|
21,730 | $874,415 | 0.58 % |
| 88. |
FINISH LINE/THE - CL A
Cusip: 317923100
|
53,190 | $856,890 | 0.57 % |
| 89. |
AEROVIRONMENT INC
Cusip: 008073108
|
32,608 | $853,677 | 0.57 % |
| 90. |
DUFF & PHELPS CORP-CL A
Cusip: 26433B107
|
54,045 | $848,506 | 0.56 % |
| 91. |
DOLAN MEDIA COMPANY
Cusip: 25659P402
|
71,257 | $847,245 | 0.56 % |
| 92. |
PIER 1 IMPORTS INC
Cusip: 720279108
|
101,983 | $844,419 | 0.56 % |
| 93. |
BIOMARIN PHARMACEUTICAL INC
Cusip: 09061G101
|
35,197 | $822,553 | 0.55 % |
| 94. |
ONYX PHARMACEUTICALS INC
Cusip: 683399109
|
28,304 | $817,136 | 0.54 % |
| 95. |
INTERSIL CORP -CL A
Cusip: 46069S109
|
53,500 | $796,080 | 0.53 % |
| 96. |
CALAVO GROWERS INC
Cusip: 128246105
|
45,576 | $790,287 | 0.53 % |
| 97. |
FIVE STAR QUALITY CARE
Cusip: 33832D106
|
244,874 | $724,827 | 0.48 % |
| 98. |
APPROACH RESOURCES INC
Cusip: 03834A103
|
78,317 | $700,937 | 0.47 % |
| 99. |
BRIGHAM EXPLORATION CO
Cusip: 109178103
|
35,320 | $689,093 | 0.46 % |
| 100. |
AMERICAN EAGLE OUTFITTERS
Cusip: 02553E106
|
39,367 | $661,759 | 0.44 % |
| 101. |
ARTIO GLOBAL INVESTORS INC
Cusip: 04315B107
|
28,399 | $649,769 | 0.43 % |
| 102. |
TEMPUR-PEDIC INTERNATIONAL
Cusip: 88023U101
|
17,408 | $586,649 | 0.39 % |
| 103. |
DUCOMMUN INC
Cusip: 264147109
|
25,125 | $575,111 | 0.38 % |
| 104. |
PIPER JAFFRAY COS
Cusip: 724078100
|
13,818 | $543,876 | 0.36 % |
| 105. |
KAYDON CORP
Cusip: 486587108
|
12,955 | $539,316 | 0.36 % |
| 106. |
NETEZZA CORP
Cusip: 64111N101
|
32,626 | $446,649 | 0.30 % |
| 107. |
SKILLED HEALTHCARE GROU-CL A
Cusip: 83066R107
|
40,510 | $271,011 | 0.18 % |
| 108. |
LANTRONIX INC - WTS 0.000% 02/09/2011
Cusip: 516548906
|
2,188 | $1 | 0.00 % |
|
Other Assets less Liabilities
Cusip:
|
$-65,859 | -0.04 % | ||
| Net Assets | $150,358,112 | 100.00 % | ||
| Security | Shares/ Principal |
Market Value | % of Net Assets |
|
|---|---|---|---|---|
| 1. |
ISHARES RUSSELL 2000 GROWTH ETF
Cusip: 464287648
|
103,451 | $7,576,751 | 5.20 % |
| 2. |
RVS SHORT TERM CASH 0.000% 12/31/2010
Cusip: 76932H105
|
6,394,576.34 | $6,394,576 | 4.39 % |
| 3. |
ORION MARINE GROUP INC
Cusip: 68628V308
|
206,104 | $3,720,177 | 2.55 % |
| 4. |
NUANCE COMMUNICATIONS INC
Cusip: 67020Y100
|
177,518 | $2,953,899 | 2.03 % |
| 5. |
EMULEX CORP
Cusip: 292475209
|
194,988 | $2,589,440 | 1.78 % |
| 6. |
AFFILIATED MANAGERS GROUP
Cusip: 008252108
|
32,118 | $2,537,322 | 1.74 % |
| 7. |
TELETECH HOLDINGS INC
Cusip: 879939106
|
136,450 | $2,330,566 | 1.60 % |
| 8. |
ON SEMICONDUCTOR CORPORATION
Cusip: 682189105
|
281,960 | $2,255,680 | 1.55 % |
| 9. |
MICROSEMI CORP
Cusip: 595137100
|
123,864 | $2,147,801 | 1.47 % |
| 10. |
AEGEAN MARINE PETROLEUM NETW.
Cusip: Y0017S102
|
73,698 | $2,091,549 | 1.43 % |
| 11. |
BE AEROSPACE INC
Cusip: 073302101
|
65,326 | $1,989,176 | 1.36 % |
| 12. |
RADIANT SYSTEMS INC
Cusip: 75025N102
|
138,816 | $1,980,904 | 1.36 % |
| 13. |
VISTAPRINT NV
Cusip: N93540107
|
33,319 | $1,907,512 | 1.31 % |
| 14. |
HORSEHEAD HOLDING CORP
Cusip: 440694305
|
155,345 | $1,839,284 | 1.26 % |
| 15. |
COINSTAR INC
Cusip: 19259P300
|
56,411 | $1,833,357 | 1.26 % |
| 16. |
ATHEROS COMMUNICATIONS
Cusip: 04743P108
|
47,267 | $1,829,705 | 1.26 % |
| 17. |
WRIGHT MEDICAL GROUP INC
Cusip: 98235T107
|
95,804 | $1,702,437 | 1.17 % |
| 18. |
SUCCESSFACTORS INC
Cusip: 864596101
|
89,097 | $1,696,406 | 1.16 % |
| 19. |
ROVI CORP
Cusip: 779376102
|
45,215 | $1,678,832 | 1.15 % |
| 20. |
ART TECHNOLOGY GROUP INC
Cusip: 04289L107
|
373,957 | $1,649,150 | 1.13 % |
| 21. |
CHEMED CORP
Cusip: 16359R103
|
30,010 | $1,631,943 | 1.12 % |
| 22. |
FTI CONSULTING INC
Cusip: 302941109
|
40,261 | $1,583,062 | 1.09 % |
| 23. |
ULTA SALON COSMETICS & FRAGR
Cusip: 90384S303
|
69,387 | $1,569,533 | 1.08 % |
| 24. |
IXIA
Cusip: 45071R109
|
165,729 | $1,536,307 | 1.05 % |
| 25. |
ALLOS THERAPEUTICS INC
Cusip: 019777101
|
203,856 | $1,514,650 | 1.04 % |
| 26. |
STANLEY INC
Cusip: 854532108
|
52,689 | $1,490,571 | 1.02 % |
| 27. |
DRIL-QUIP INC
Cusip: 262037104
|
24,185 | $1,471,415 | 1.01 % |
| 28. |
COMMSCOPE INC
Cusip: 203372107
|
52,379 | $1,467,659 | 1.01 % |
| 29. |
MEDNAX INC
Cusip: 58502B106
|
25,119 | $1,461,674 | 1.00 % |
| 30. |
AMAG PHARMACEUTICALS INC
Cusip: 00163U106
|
41,851 | $1,461,018 | 1.00 % |
| 31. |
TESSERA TECHNOLOGIES INC
Cusip: 88164L100
|
71,817 | $1,456,448 | 1.00 % |
| 32. |
WHITING PETROLEUM CORP
Cusip: 966387102
|
17,683 | $1,429,493 | 0.98 % |
| 33. |
FACET BIOTECH CORP
Cusip: 30303Q103
|
52,337 | $1,412,575 | 0.97 % |
| 34. |
KINDRED HEALTHCARE INC
Cusip: 494580103
|
78,074 | $1,409,235 | 0.97 % |
| 35. |
SHUTTERFLY INC
Cusip: 82568P304
|
57,815 | $1,392,763 | 0.96 % |
| 36. |
BLUE COAT SYSTEMS INC
Cusip: 09534T508
|
44,602 | $1,384,446 | 0.95 % |
| 37. |
FIRST NIAGARA FINANCIAL GRP
Cusip: 33582V108
|
96,276 | $1,369,044 | 0.94 % |
| 38. |
AMEDISYS INC
Cusip: 023436108
|
24,100 | $1,330,802 | 0.91 % |
| 39. |
CELERA CORP
Cusip: 15100E106
|
187,202 | $1,329,134 | 0.91 % |
| 40. |
WALTER ENERGY INC
Cusip: 93317Q105
|
14,299 | $1,319,368 | 0.91 % |
| 41. |
MFA FINANCIAL INC
Cusip: 55272X102
|
179,114 | $1,318,279 | 0.90 % |
| 42. |
AMERICAN MEDICAL SYS HLDGS
Cusip: 02744M108
|
70,671 | $1,313,067 | 0.90 % |
| 43. |
BALLY TECHNOLOGIES INC
Cusip: 05874B107
|
32,263 | $1,307,942 | 0.90 % |
| 44. |
INTEGRA LIFESCIENCES HOLDING
Cusip: 457985208
|
29,667 | $1,300,304 | 0.89 % |
| 45. |
AMERICAN EAGLE OUTFITTERS
Cusip: 02553E106
|
69,867 | $1,293,936 | 0.89 % |
| 46. |
VARIAN SEMICONDUCTOR EQUIP
Cusip: 922207105
|
38,738 | $1,283,002 | 0.88 % |
| 47. |
ASPEN INSURANCE HOLDINGS LTD
Cusip: G05384105
|
44,333 | $1,278,563 | 0.88 % |
| 48. |
GENTIVA HEALTH SERVICES
Cusip: 37247A102
|
44,722 | $1,264,738 | 0.87 % |
| 49. |
DIGITALGLOBE INC
Cusip: 25389M877
|
44,997 | $1,257,666 | 0.86 % |
| 50. |
INTREPID POTASH INC
Cusip: 46121Y102
|
41,346 | $1,254,024 | 0.86 % |
| 51. |
INFORMATICA CORP
Cusip: 45666Q102
|
46,513 | $1,249,339 | 0.86 % |
| 52. |
SILICON LABORATORIES INC
Cusip: 826919102
|
25,932 | $1,236,178 | 0.85 % |
| 53. |
RED ROBIN GOURMET BURGERS
Cusip: 75689M101
|
49,018 | $1,197,999 | 0.82 % |
| 54. |
ALBERTO-CULVER CO
Cusip: 013078100
|
44,015 | $1,150,992 | 0.79 % |
| 55. |
GENOPTIX INC
Cusip: 37243V100
|
31,463 | $1,116,621 | 0.77 % |
| 56. |
JDA SOFTWARE GROUP INC
Cusip: 46612K108
|
40,098 | $1,115,526 | 0.77 % |
| 57. |
ENDO PHARMACEUT HLDGS INC
Cusip: 29264F205
|
46,100 | $1,092,109 | 0.75 % |
| 58. |
PATTERSON-UTI ENERGY INC
Cusip: 703481101
|
77,978 | $1,089,352 | 0.75 % |
| 59. |
PIER 1 IMPORTS INC
Cusip: 720279108
|
169,583 | $1,080,243 | 0.74 % |
| 60. |
TENNECO INC
Cusip: 880349105
|
44,655 | $1,056,090 | 0.72 % |
| 61. |
ROCK-TENN COMPANY -CL A
Cusip: 772739207
|
23,117 | $1,053,441 | 0.72 % |
| 62. |
BEBE STORES INC
Cusip: 075571109
|
118,192 | $1,051,908 | 0.72 % |
| 63. |
HANGER ORTHOPEDIC GROUP INC
Cusip: 41043F208
|
57,700 | $1,048,986 | 0.72 % |
| 64. |
CLEAN HARBORS INC
Cusip: 184496107
|
18,856 | $1,047,639 | 0.72 % |
| 65. |
STEVEN MADDEN LTD
Cusip: 556269108
|
21,092 | $1,029,289 | 0.71 % |
| 66. |
ODYSSEY HEALTHCARE INC
Cusip: 67611V101
|
55,906 | $1,012,457 | 0.69 % |
| 67. |
AMSURG CORP
Cusip: 03232P405
|
46,437 | $1,002,574 | 0.69 % |
| 68. |
CARBO CERAMICS INC
Cusip: 140781105
|
16,039 | $999,871 | 0.69 % |
| 69. |
ARIBA INC
Cusip: 04033V203
|
75,034 | $964,186 | 0.66 % |
| 70. |
GEO GROUP INC/THE
Cusip: 36159R103
|
48,471 | $960,695 | 0.66 % |
| 71. |
VERIGY LTD
Cusip: Y93691106
|
84,428 | $943,905 | 0.65 % |
| 72. |
EINSTEIN NOAH RESTAURANT GRO
Cusip: 28257U104
|
75,643 | $919,062 | 0.63 % |
| 73. |
DUFF & PHELPS CORP-CL A
Cusip: 26433B107
|
54,045 | $904,713 | 0.62 % |
| 74. |
MYR GROUP INC/DELAWARE
Cusip: 55405W104
|
54,542 | $889,580 | 0.61 % |
| 75. |
FINISH LINE/THE - CL A
Cusip: 317923100
|
53,190 | $868,060 | 0.60 % |
| 76. |
VITACOST.COM INC
Cusip: 92847A200
|
72,027 | $867,925 | 0.60 % |
| 77. |
HHGREGG INC
Cusip: 42833L108
|
34,128 | $861,390 | 0.59 % |
| 78. |
ONYX PHARMACEUTICALS INC
Cusip: 683399109
|
28,304 | $857,045 | 0.59 % |
| 79. |
DG FASTCHANNEL INC
Cusip: 23326R109
|
26,803 | $856,355 | 0.59 % |
| 80. |
CYPRESS BIOSCIENCE INC
Cusip: 232674507
|
174,226 | $853,707 | 0.59 % |
| 81. |
AEROVIRONMENT INC
Cusip: 008073108
|
32,608 | $851,394 | 0.58 % |
| 82. |
SKECHERS USA INC-CL A
Cusip: 830566105
|
23,265 | $844,984 | 0.58 % |
| 83. |
SIGNATURE BANK
Cusip: 82669G104
|
22,788 | $844,295 | 0.58 % |
| 84. |
ASPEN TECHNOLOGY INC
Cusip: 045327103
|
81,723 | $837,660 | 0.57 % |
| 85. |
BIOMARIN PHARMACEUTICAL INC
Cusip: 09061G101
|
35,197 | $822,553 | 0.56 % |
| 86. |
STIFEL FINANCIAL CORP
Cusip: 860630102
|
15,225 | $818,343 | 0.56 % |
| 87. |
DOLAN MEDIA COMPANY
Cusip: 25659P402
|
71,257 | $774,563 | 0.53 % |
| 88. |
GOODRICH PETROLEUM CORP
Cusip: 382410405
|
49,487 | $773,976 | 0.53 % |
| 89. |
ST MARY LAND & EXPLORATION
Cusip: 792228108
|
21,730 | $756,421 | 0.52 % |
| 90. |
GRAFTECH INTERNATIONAL LTD
Cusip: 384313102
|
54,936 | $750,975 | 0.52 % |
| 91. |
LAWSON SOFTWARE INC
Cusip: 52078P102
|
113,160 | $747,987 | 0.51 % |
| 92. |
FIVE STAR QUALITY CARE
Cusip: 33832D106
|
244,874 | $746,865 | 0.51 % |
| 93. |
ENTEGRIS INC
Cusip: 29362U104
|
145,711 | $734,383 | 0.50 % |
| 94. |
APPROACH RESOURCES INC
Cusip: 03834A103
|
78,317 | $711,118 | 0.49 % |
| 95. |
CALAVO GROWERS INC
Cusip: 128246105
|
38,876 | $709,098 | 0.49 % |
| 96. |
KAYDON CORP
Cusip: 486587108
|
18,855 | $708,948 | 0.49 % |
| 97. |
SYKES ENTERPRISES INC
Cusip: 871237103
|
31,033 | $708,793 | 0.49 % |
| 98. |
NETEZZA CORP
Cusip: 64111N101
|
55,326 | $707,619 | 0.49 % |
| 99. |
ARTIO GLOBAL INVESTORS INC
Cusip: 04315B107
|
28,399 | $702,591 | 0.48 % |
| 100. |
PINNACLE ENTERTAINMENT INC
Cusip: 723456109
|
63,967 | $623,038 | 0.43 % |
| 101. |
THOMAS WEISEL PARTNERS GROUP
Cusip: 884481102
|
153,877 | $603,197 | 0.41 % |
| 102. |
TETRA TECH INC
Cusip: 88162G103
|
25,370 | $584,524 | 0.40 % |
| 103. |
BRIGHAM EXPLORATION CO
Cusip: 109178103
|
35,320 | $563,354 | 0.39 % |
| 104. |
PIPER JAFFRAY COS
Cusip: 724078100
|
13,818 | $556,865 | 0.38 % |
| 105. |
AEROPOSTALE INC
Cusip: 007865108
|
18,603 | $536,324 | 0.37 % |
| 106. |
GENTEX CORP
Cusip: 371901109
|
27,517 | $534,380 | 0.37 % |
| 107. |
DUCOMMUN INC
Cusip: 264147109
|
25,125 | $527,876 | 0.36 % |
| 108. |
TEMPUR-PEDIC INTERNATIONAL
Cusip: 88023U101
|
17,408 | $525,025 | 0.36 % |
| 109. |
SKILLED HEALTHCARE GROU-CL A
Cusip: 83066R107
|
80,110 | $494,278 | 0.34 % |
| 110. |
TALBOTS INC
Cusip: 874161102
|
32,545 | $421,783 | 0.29 % |
| 111. |
GLOBAL DEFENSE TECHNOLOGY
Cusip: 37950B107
|
29,839 | $399,842 | 0.27 % |
| 112. |
LANTRONIX INC - WTS 0.000% 02/09/2011
Cusip: 516548906
|
2,188 | $2 | 0.00 % |
|
Other Assets less Liabilities
Cusip:
|
$-127,856 | -0.09 % | ||
| Net Assets | $145,769,673 | 100.00 % | ||
| Symbol | Cusip | Inception Date | |
|---|---|---|---|
| Class A | SLFRX | 816334106 | 12/10/1984 |
| Class B | SLFBX | 816334304 | 04/22/1996 |
| Class C | SLFCX | 816334403 | 05/27/1999 |
1 Fund expense ratios are calculated based on the fund's average net assets during the fund’s most recently completed fiscal year, adjusted for the change in transfer agent, and have not been adjusted for current asset levels. If adjusted for any decrease or increase in assets, expense ratios would be higher or lower, respectively, than the numbers shown above. The expense ratios include the effect of acquired fund fees and expenses, if any. Please see the fund's prospectus for a complete list of operating expenses.
2 A dash indicates that there is no fee waiver/expense cap in effect for the fund. Otherwise, the net expense ratio reflects the contractual agreement of the investment manager and its affiliates to waive certain fees and to absorb certain expenses, as described in the fund's prospectus (which is available by clicking here), unless sooner terminated at the discretion of the fund's board. Any amount waived will not be reimbursed. Net expense ratios reflect this fee waiver/expense cap. Fee waivers/expense caps would limit the impact that any decrease in assets will have on net expense ratios in the current fiscal year.
With respect to RiverSource LaSalle International Real Estate Fund and Tri-Continental, return figures reflect any change in price per share, and assume the reinvestment of dividends and capital gain distributions, if any. The net asset value of closed-end fund shares may not always correspond to the market price of such shares. Shares of many closed-end funds frequently trade at a discount from their net asset value. Closed-end funds are subject to stock market risk, which is the risk that stock prices overall will decline over short or long periods, adversely affecting the value of an investment in a Fund.
SEC Yield
Computed under an SEC standardized formula representing the net investment income earned by a fund over the preceding 30 day period, expressed as an annual percentage rate based on the maximum public
offer price (POP) per share on the last day of the period. The SEC yield should be regarded as an estimate of the fund's rate of investment income reflecting an estimated yield to maturity (assuming
all current portfolio holdings are held to maturity), and it may not equal the fund's actual income distribution rate or the income paid to a shareholders account. The SEC Yield reflects fee waivers
in effect, if any. In the absence of such waivers, yields would be reduced.
7-Day Current Yield
For Money Market Funds: generated by an investment in the fund over a seven day period ended on the date of the calculation and is expressed as an annual percentage.
An investment in money market funds is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although the Fund seeks to maintain the value of your investment at $1.00 per share, it is possible to lose money by investing in the Fund.
Investments in small- and mid-capitalization companies often involve greater risks and potential volatility than investments in larger, more established companies.
International investing involves increased risk and volatility due to potential political and economic instability, currency fluctuations, and differences in financial reporting and accounting standards and oversight. Risks are particularly significant in emerging markets due to the dramatic pace of economic, social, and political change.
The products of technology companies may be subject to severe competition and rapid obsolescence, and technology stocks may be subject to greater price fluctuations, government regulation, and limited liquidity as compared to other investments. In addition, investments in one economic sector, such as technology, may result in greater price fluctuations than owning a portfolio of diversified investments.
Investments in real estate securities are subject to specific risks, such market risk, issuer risk, diversification risk, and sector/concentration risks.
There are risks associated with an investment in a bond fund, including credit risk, interest rate risk, and prepayment and extension risk. In general, bond prices rise when interest rates fall and vice versa. This effect is usually more pronounced for longer-term securities. Non-investment grade securities, commonly called “high-yield” or “junk” bonds, generally have more volatile prices and carry more risk to principal and income than investment grade securities.
There are risks associated with an investment in a municipal bond fund, including credit risk, interest rate risk, prepayment and extension risk, and geographic concentration risk. See each fund’s prospectus for information on these and other risks associated with each fund. For funds that concentrate investments in municipal securities issued by a single state and its municipalities, specific events or factors affecting a particular state can cause more volatility as compared to a fund that is more geographically diversified.
Income from tax-exempt funds may be subject to state and local taxes and a portion of income may be subject to the federal and/or state alternative minimum tax for certain investors.
Treasury Inflation Protected Securities (TIPS) are backed by the full faith and credit of the U.S. government. The U.S. government guarantee applies only to the underlying TIPS securities, and not the Fund itself. Shares of the RiverSource Short Duration U.S. Government Fund and RiverSource U.S. Government Mortgage Fund are not insured or guaranteed by the U.S. government.
“Standard & Poor’s®”, “S&P”, “S&P 500®” and “Standard & Poor’s 500®” are trademarks of the McGraw-Hill Companies, Inc. These trademarks and service marks have been licensed for use by Ameriprise Financial, Inc. The funds are not sponsored, endorsed, sold or promoted by Standard & Poor’s or any of their subsidiaries or affiliates (the “Licensors”) and the Licensors make no representation regarding the advisability of investing in the funds.
The Standard & Poor’s 500 Index (S&P 500 Index), an unmanaged index of common stocks, is frequently used as a general measure of market performance. The index reflects reinvestment of all distributions and changes in market prices, but excludes brokerage commissions or other fees.
The RiverSource 120/20 Contrarian Equity Fund and Threadneedle Global Extended Alpha Fund are designed for investors with an above average risk tolerance. The Funds may make short sales, which involves selling a security the Funds do not own in anticipation that the security’s price will decline. The Funds’ losses could exceed those of other mutual funds which hold only long security positions if the value of the securities held long decrease and the value of the securities sold short increase. The Funds’ use of short sales in effect “leverage” the Funds, as the Funds intends to use the case proceeds from the short sales to invest in additional long securities. Leveraging exposes the Funds to greater risks due to unanticipated market movements, which may magnify losses and increase volatility of returns. There is no assurance that a leveraging strategy will be successful. See the prospectus for each Fund for information on these and other risks associated with the Fund.
The RiverSource Absolute Return Currency and Income Fund is designed for investors with an above average risk tolerance. Risks associated with the fund include, but are not limited to, derivatives risk, counterparty risk, interest rate risk, credit risk, and tax risk. Derivative instruments are financial instruments that have a value dependent on the value of something else, such as one or more underlying securities. Gains or losses may be substantial, because a relatively small price movement in an underlying security may result in a substantial gain or loss for the Fund. A counterparty to a financial instrument entered into by the Fund may become bankrupt or otherwise fail to perform its obligations due to financial difficulties. The issuer of a security could default or otherwise become unable or unwilling to honor a financial obligation, and the Fund may be unable to recover its investment or may only obtain a limited or delayed recovery. Gains from some of the Fund’s foreign currency-denominated positions may not meet Treasury Department regulations for “qualifying income,” in which case, the Fund might not qualify as a regulated investment company for one or more years, requiring the Fund’s Board of Directors to authorize a significant change in investment strategy or Fund liquidation. A significant portion of the Fund is invested in forward currency contracts, which are subject to a number of risks. Losses may be substantial if prices do not move in the direction anticipated. See the Fund’s prospectus for information on these and other risks associated with the Fund.
The following funds are subject to greater volatility than more broadly diversified funds because they invest in specific sectors: RiverSource Precious Metals and Mining Fund, RiverSource Real Estate Fund, RiverSource Recovery and Infrastructure Fund, RiverSource LaSalle Global Real Estate Fund, RiverSource LaSalle Monthly Dividend Real Estate Fund, Seligman Communications and Information Fund and Seligman Global Technology Fund. Dividends paid by the RiverSource LaSalle Monthly Dividend Real Estate Fund will be taxable as ordinary income. Distributions by the Fund may include a return of capital. A return of capital is not net profits of the Fund but instead a return of a portion of your original investment.
The RiverSource Floating Rate Fund is designed for investors with an above average risk tolerance. The Fund invests primarily in floating rate loans, the market value of which may fluctuate, sometimes rapidly and unpredictably. The principal risks of investing in the fund include liquidity risk, interest rate risk, credit risk, counterparty risk, highly leveraged transactions risk, derivatives risk, confidential information access risk, and impairment of collateral risk. Generally, when interest rates rise, the prices of fixed income securities fall, however, securities or loans with floating interest rates can be less sensitive to interest rate changes, but they may decline in value if their interest rates do not rise as much as interest rates in general. Limited liquidity will affect the ability of the fund to purchase or sell floating rate loans and have a negative impact on fund performance. The floating rate loans and securities in which the fund invests are lower-rated (non-investment grade) and are more likely to experience a default, which results in more volatile prices and more risk to principal and income than investment grade loans or securities.
The RiverSource Income Builder, Portfolio Builder and Retirement Plus funds are “funds of funds” comprised of holdings in several different RiverSource, Seligman, and Threadneedle funds, which may include small-cap, mid-cap, large-cap, money market, international, bond and/or sector funds. Each of the underlying funds in which the portfolio invests has its own investment risks, and those risks can affect the value of each portfolio’s shares and investments. The fund manager has a potential conflict of interest in selecting underlying funds because the fees paid to it by some underlying funds might be higher than those paid by other funds. However, the investment manager acts as a fiduciary to the Funds and is legally obligated to act in the Funds’ best interest when selecting underlying funds. The date in each RiverSource Retirement Plus Fund name refers to the approximate year an investor in the fund would plan to retire or to begin withdrawing portions of his or her investment. The Fund will continue to be actively managed for a period of time after the retirement date until a static allocation is obtained. An investment in the Fund is not guaranteed at any time, and you could experience loss of principal before, at, or after, the target date. There is no guarantee that the Fund will provide adequate income at and through retirement.
Each of the underlying ETFs in which each Seligman TargETFund invests has its own investment risks, and those risks can affect the value of each portfolio's shares and investments. This may include small-cap, mid-cap, large-cap, international, bond and/or sector risks. See each fund's prospectus for more information on the risks that are associated with the underlying ETFs. The date in the Fund name refers to the approximate year an investor in the fund would plan to retire or to begin withdrawing portions or his or her investment for retirement or other investment goal. In each fund's target year, the Fund is combined with the TargETFund Core, and shareholders of the Fund automatically become shareholders of TargETFund Core. An investment in the Fund is not guaranteed at any time, and you could experience loss of principal before, at, or after, the target date. There is no guarantee that the Fund will provide adequate income at and through retirement.
Investment products are not federally or FDIC-insured, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.
This information is for use with concurrent or prior delivery of a fund prospectus. With respect to mutual funds and Tri-Continental Corporation, investors should consider the investment objectives, risks, charges and expenses of a mutual fund carefully before investing. To learn more about this and other important information about each fund, download a free prospectus. The prospectus should be read carefully before investing.
RiverSource®, Seligman® and Threadneedle® mutual funds are distributed by Columbia Management Investment Distributors, Inc. (formerly known as RiverSource Fund Distributors, Inc.), member FINRA and managed by Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC). Threadneedle mutual funds are subadvised by Threadneedle International Limited, an affiliate of Columbia Management. Seligman is an offering brand of Columbia Management.
Investors should consider the investment objectives, risks, charges, and expenses of the RiverSource LaSalle International Real Estate Fund and Seligman Premium Technology Growth Fund carefully before investing. To obtain each Fund’s most recent periodic reports and other regulatory filings, contact your financial advisor or download reports here. These reports and other filings can also be found on the Securities and Exchange Commission’s EDGAR Database. You should read these reports and other filings carefully before investing.
Tri-Continental, RiverSource LaSalle International Real Estate Fund and Seligman Premium Technology Growth Fund are managed by Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC). This material is distributed by Columbia Management Investment Distributors, Inc. (formerly known as RiverSource Fund Distributors, Inc.), member FINRA.
Not all products and all share classes are available through all firms.